AL
CFP · ChFC
AL
CFP · ChFC
Adam Leapley is a CFP, ChFC-designated registered investment advisor at Morgan Stanley, based in Woodbridge, CT, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
Woodbridge, CT
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008Denied
Customer Dispute
March 2005Denied
Other Business Activities
Adam owns ASD Fitness Center, where he handles financial responsibilities, dedicating minimal time. He also owns RTJ Properties, a commercial property, spending minimal time outside business hours.
Employment History
Current Registrations
Morgan Stanley
January 2011 - Present · 15 yrs 4 mos
Morgan Stanley
January 2011 - Present · 15 yrs 4 mos
Morgan StanleyBroker
January 2011 - Present · 15 yrs 4 mos
Previous Registrations
Chase Investment Services CORP.
July 2001 - January 2011 · 9 yrs 6 mos
Chase Investment Services CORP.Broker
March 2001 - January 2011 · 9 yrs 10 mos
Signator Investors, INC.Broker
May 1995 - April 2001 · 5 yrs 11 mos
John Hancock Mutual Life Insurance CompanyBroker
May 1995 - May 1997 · 2 yrs
State Registrations26 states
AZCACOCTDCFLGAILINLAMAMENCNHNJNMNYORPASCSDTXUTVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.