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Douglas Emitte

Dae Wealth Management
28 Years of Experience
3 DisclosuresSells Insurance
View SEC Summary
View SEC Summary
Dae Wealth Management
Compensation
Fee-Only (AUM)
Firm Size
1 advisor
Number of Clients
106 clients
Average Client Portfolio
$195K average
Assets Under Management
$20.7M

Location

Roseville, CA

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
May 2016
Customer Dispute
September 2008
Denied
Customer Dispute
August 2007
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Douglas is the IAR/Founder & CEO of D.A.E Capital Strategies, LLC DBA D.A.E Wealth Management, offering financial planning, investment management, retirement planning, insurance, and alternative investments, dedicating about a quarter of his time. Douglas is also a licensed insurance agent.

Employment History
Current Registrations
Dae Wealth Management
January 2023 - Present · 3 yrs 1 mo
Previous Registrations
Onesource Wealth Management
June 2022 - February 2023 · 8 mos
One Source Health & Wealth Management
September 2017 - December 2022 · 5 yrs 3 mos
Pks Advisory Services, LLC
April 2013 - May 2018 · 5 yrs 1 mo
Purshe Kaplan Sterling InvestmentsBroker
March 2013 - December 2024 · 11 yrs 9 mos
Ameriprise Financial Services, INC.
August 2011 - March 2013 · 1 yr 7 mos
Ameriprise Financial Services, INC.Broker
August 2011 - March 2013 · 1 yr 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - August 2011 · 2 yrs 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - August 2011 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
March 2009 - June 2009 · 3 mos
Morgan Stanley & CO. IncorporatedBroker
March 2009 - June 2009 · 3 mos
Wells Fargo Investments, LLC
July 2001 - March 2009 · 7 yrs 8 mos
Wells Fargo Investments, LLCBroker
June 2001 - March 2009 · 7 yrs 9 mos
Morgan Stanley Dw INC.Broker
May 1997 - June 2001 · 4 yrs 1 mo
Interfirst Capital CorporationBroker
February 1997 - April 1997 · 2 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Douglas Emitte - Financial Advisor | TrueAdvisor