Stephen Gaskins
Stephen Gaskins is a CFP-designated registered investment advisor at Independent Advisor Alliance, LLC, based in Wilmington, NC, with 25 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 34,127 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAA offers asset management services where they manage your investments based on your goals, time horizon, and risk tolerance. The annual advisory fee is a maximum of 2.00% of the market value of your account, including cash holdings. This fee may also include financial planning and consulting services. The advisory fee is negotiable. Fees are billed quarterly in advance.
Location
2002 Eastwood Rd., Suite 302, Wilmington, NC, 28403
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is involved in several business activities, including Gaskins Financial LLC, Independent Advisor Alliance, and Gaskins Gibson Capital, LLC, all related to his LPL business and investment advisory services. He also has real estate rental property through Sniksag Properties, LLC, and is an insurance agent with Sage Insurance Partners, selling non-variable insurance.
Employment History
Current Registrations
Independent Advisor Alliance, LLC
LPL Financial LLCBroker
Previous Registrations
Stratos Wealth Partners, LTD
Davis Wealth Management
Intercarolina Financial Services, INC.Broker
Intercarolina Financial Services, INC.
Old North State Wealth Management, LLC
Comprehensive Asset Management and Servicing, INC.Broker
Old North State Trust, LLC
Intercarolina Financial Services, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.