John Helms
John Helms is a CFP, ChFC-designated registered investment advisor at Sarasota Capital Strategies,inc., based in Sarasota, FL, with 18 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 122 clients with $58M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees may be negotiable based on unique circumstances. Lower fees for comparable services may be available from other sources. The value of accounts within a household are considered as one for fee calculation purposes.
Fee Estimator
Location
6151 Lake Osprey Drive, Suite 300, Sarasota, FL, 34240
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John owns John Helms Inc., which focuses on insurance sales, and is also involved with Objective Insurance. He dedicates full-time hours as an Investment Adviser Representative and owner at Accurate Wealth Management, Inc., while also providing occasional insurance consultations, including long-term care, life, disability, and annuities.
Employment History
Current Registrations
Sarasota Capital Strategies,inc.
San Blas Securities LLC
San Blas Securities LLCBroker
Previous Registrations
Aag Capital, INCBroker
Accurate Wealth Management, LLC
J. W. Cole Advisors, INC.
Global Financial Private Capital, LLC
Sarasota Capital Strategies,inc.
Intersecurities, INC.
Intersecurities, INC.Broker
Mutual Service CorporationBroker
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.