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Carolyn Song-Pegg
18 Years of Experience
Deerfield, IL
1 DisclosureBroker
Carolyn Song-Pegg is a registered investment advisor at Morgan Stanley, based in Deerfield, IL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
111 South Pfingsten Road, Suite 200, Deerfield, IL, 60015
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2000Settled
Employment History
Current Registrations
Morgan Stanley
January 2022 - Present · 4 yrs 6 mos
Morgan StanleyBroker
January 2022 - Present · 4 yrs 6 mos
Previous Registrations
Fifth Third Securities, INC.Broker
August 2015 - January 2022 · 6 yrs 5 mos
Fifth Third Securities, INC.
August 2015 - January 2022 · 6 yrs 5 mos
MML Investors Services, LLC
January 2012 - February 2014 · 2 yrs 1 mo
MML Investors Services, LLCBroker
December 2011 - February 2014 · 2 yrs 2 mos
UBS Painewebber INC.Broker
August 2000 - August 2002 · 2 yrs
UBS Painewebber INC.
April 1999 - August 2002 · 3 yrs 4 mos
Dean Witter Reynolds INC.Broker
July 1998 - August 2000 · 2 yrs 1 mo
Bear, Stearns & CO. INC.Broker
October 1996 - May 1997 · 7 mos
Smith Barney INC.Broker
July 1996 - October 1996 · 3 mos
Cs First Boston CorporationBroker
November 1995 - March 1996 · 4 mos
American Express Financial Advisors INC.Broker
May 1995 - August 1995 · 3 mos
Ids Life Insurance CompanyBroker
May 1995 - August 1995 · 3 mos
State Registrations18 states
AZCACODCFLGAIAILINMINCNVNYPASCTNTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.