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GC
CFP
GC
CFP

Glenn Caldwell

Wells Fargo Advisors
25 Years of Experience
Tarpon Springs, FL
Broker
View SEC Summary
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Glenn Caldwell is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Tarpon Springs, FL, with 25 years of industry experience. Glenn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

101 Federal Pl Ste 101, [Regional Supervision], Tarpon Springs, FL, 34689

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Glenn owns rental property in Union City, GA since 2008, and acts as a personal representative for his mother since 2015. Both activities require minimal time and are investment-related.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
March 2016 - Present · 10 yrs 7 mos
Wells Fargo Advisors
March 2016 - Present · 10 yrs 7 mos
Previous Registrations
Suntrust Investment Services, INC.
July 2011 - May 2015 · 3 yrs 10 mos
Suntrust Investment Services, INC.Broker
July 2011 - May 2015 · 3 yrs 10 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 2009 - April 2011 · 1 yr 9 mos
Tiaa-Cref Advice and Planning Services
July 2009 - April 2011 · 1 yr 9 mos
Banc of America Investment Services, INC.
October 2007 - March 2009 · 1 yr 5 mos
Banc of America Investment Services, INC.Broker
November 2005 - March 2009 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1995 - November 2001 · 6 yrs 6 mos
State Registrations11 states
CTDCDEFLGAMDNCNJNYPAVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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