TrueAdvisor
TrueAdvisor
DD
CFP
DD
CFP

Diane Don

Wells Fargo Advisors
21 Years of Experience
Tarpon Springs, FL
Broker
View SEC Summary
View SEC Summary

Diane Don is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Tarpon Springs, FL, with 21 years of industry experience. Diane is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

101 Federal Pl Ste 101, [Regional Supervision], Tarpon Springs, FL, 34689

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Diane owns two rental properties in Blowing Rock, NC, one fully owned and the other 25% owned. These activities are investment-related and require minimal time commitment.

Employment History
Current Registrations
Wells Fargo Advisors
March 2021 - Present · 5 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2013 - November 2020 · 7 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
January 2013 - November 2020 · 7 yrs 10 mos
Infinex Investments, INC.
July 2011 - December 2012 · 1 yr 5 mos
Infinex Investments, INC.Broker
June 2011 - December 2012 · 1 yr 6 mos
P.J. Robb Variable CorporationBroker
April 2009 - August 2009 · 4 mos
LPL Financial Corporation
March 2008 - July 2008 · 4 mos
LPL Financial CorporationBroker
March 2008 - July 2008 · 4 mos
Ifmg Securities, INC.
September 2005 - March 2008 · 2 yrs 6 mos
Ifmg Securities, INC.Broker
September 2005 - March 2008 · 2 yrs 6 mos
Wachovia Securities, LLC
November 2004 - July 2005 · 8 mos
Wachovia Securities, LLCBroker
October 2004 - July 2005 · 9 mos
Citicorp Investment Services
October 2001 - August 2003 · 1 yr 10 mos
Citicorp Investment ServicesBroker
October 2001 - August 2003 · 1 yr 10 mos
Suntrust Securities, INC.Broker
August 2000 - July 2001 · 11 mos
State Registrations5 states
ALFLGANCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Tarpon Springs, FL →All financial advisors in Florida →