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JK
CFP
JK
CFP

John Kuntz

LPL Financial LLC
36 Years of Experience
Tarpon Springs, FL
BrokerSells Insurance
View SEC Summary
View SEC Summary

John Kuntz is a CFP-designated registered investment advisor at LPL Financial LLC, based in Tarpon Springs, FL, with 36 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

923 E. Klosterman Rd, Tarpon Springs, FL, 34689

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John operates Upstream Investment Partners as a DBA for his LPL business. He is also an insurance agent selling non-variable insurance, dedicating a few hours per week to this activity.

Employment History
Current Registrations
LPL Financial LLC
June 2023 - Present · 3 yrs 4 mos
LPL Financial LLCBroker
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
Spc
August 2014 - June 2023 · 8 yrs 10 mos
Sigma Financial CorporationBroker
July 2014 - June 2023 · 8 yrs 11 mos
Ing Financial Partners, INC
January 2009 - August 2014 · 5 yrs 7 mos
Ing Financial Partners, INC.Broker
January 2009 - August 2014 · 5 yrs 7 mos
Ameriprise Advisor Services, INC.
September 2005 - January 2009 · 3 yrs 4 mos
Ameriprise Advisor Services, INC.Broker
September 2005 - January 2009 · 3 yrs 4 mos
Raymond James Financial Services, INC.Broker
October 2002 - November 2002 · 1 mo
Asset & Financial Planning, LTD
May 2001 - September 2005 · 4 yrs 4 mos
Prime Capital Services, INC.Broker
March 2001 - September 2005 · 4 yrs 6 mos
First Union Securities, INC.Broker
October 2000 - March 2001 · 5 mos
First Union Brokerage Services, INC.Broker
October 1993 - October 2000 · 7 yrs
Great Western Financial Securities CorporationBroker
September 1993 - October 1993 · 1 mo
American Capital CorporationBroker
October 1992 - September 1993 · 11 mos
American Express Financial Advisors INC.Broker
March 1990 - September 1992 · 2 yrs 6 mos
Ids Life Insurance CompanyBroker
March 1990 - September 1992 · 2 yrs 6 mos
State Registrations20 states
CAFLGAIDINKYMAMDMINCNJNYOHOKPARISCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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