FW
FW

Frances Wright

29 Years of Experience
Honolulu, HI
2 DisclosuresBrokerSells Insurance

Frances Wright is a registered investment advisor at Cetera Investment Advisers LLC, based in Honolulu, HI, with 29 years of industry experience. Frances operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

745 Fort Street, 1614, Honolulu, HI, 96813

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2010
Customer Dispute
April 2009
Denied
Other Business ActivitiesSells Insurance

Frances works as an insurance agent selling life insurance through Perry Financial, dedicating a few hours per week. She also works full-time as a financial advisor at Hawaii Financial Advisors, Inc., providing financial planning services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
September 2016 - May 2021 · 4 yrs 8 mos
Vsr Advisory Services
September 2016 - November 2016 · 2 mos
Summit Brokerage Services, INC.Broker
September 2016 - September 2019 · 3 yrs
Vsr Financial Services, INC.Broker
May 2013 - November 2016 · 3 yrs 6 mos
Vsr Advisory Services
May 2013 - September 2016 · 3 yrs 4 mos
Crown Capital Securities, L.P.
December 2012 - May 2013 · 5 mos
Crown Capital Securities, L.P.
May 2010 - December 2010 · 7 mos
Crown Capital Securities, L.P.Broker
April 2010 - May 2013 · 3 yrs 1 mo
Crown Capital Securities, L.P.
April 2010 - April 2010 · 0 mos
Securities America Advisors, INC.
August 2009 - April 2010 · 8 mos
Securities America, INC.Broker
August 2009 - April 2010 · 8 mos
Securities America Advisors, INC.
August 2009 - August 2009 · 0 mos
Financial Network Investment Corporation
June 2007 - July 2009 · 2 yrs 1 mo
Financial Network Investment CorporationBroker
February 2006 - July 2009 · 3 yrs 5 mos
Charles Schwab & CO., INC.
October 2005 - January 2006 · 3 mos
Charles Schwab & CO., INC.Broker
September 2005 - January 2006 · 4 mos
Wells Fargo Investments, LLC
September 2004 - August 2005 · 11 mos
Wells Fargo Investments, LLCBroker
September 2004 - August 2005 · 11 mos
Wm Financial Services, INC.
August 2004 - August 2004 · 0 mos
Wm Financial Services, INC.Broker
February 2003 - August 2004 · 1 yr 6 mos
UBS Painewebber INC.Broker
June 1999 - July 2001 · 2 yrs 1 mo
Bwc Investment Services, INC.Broker
March 1999 - July 1999 · 4 mos
Mutual Securities, INC.Broker
May 1995 - April 1999 · 3 yrs 11 mos
State Registrations7 states
AKCAFLHIKYORWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Frances Wright - Financial Advisor | TrueAdvisor