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Derek Nelson

Hornor, Townsend & Kent, LLC
13 Years of Experience
Tampa, FL
2 DisclosuresBroker
View SEC Summary
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Derek Nelson is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Tampa, FL, with 13 years of industry experience. Derek is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 28,369 clients with $9B in assets under management.

Hornor, Townsend & Kent, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
464 advisors
Number of Clients
28,369 clients
Average Client Portfolio
$318K average
Assets Under Management
$9.0B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are up to 1.5% and do not include separate manager fees and other charges associated with third-party asset manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5201 West Kennedy Blvd, Suite 640, Tampa, FL, 33609

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2019
Final
Criminal
April 1994
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
April 2026 - Present · 6 mos
Hornor, Townsend & Kent, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
August 2013 - October 2013 · 2 mos
National Planning CorporationBroker
July 2013 - October 2013 · 3 mos
Northwestern Mutual Investment Services, LLCBroker
June 2013 - July 2013 · 1 mo
H.D. Vest Investment ServicesBroker
April 2013 - May 2013 · 1 mo
MML Investors Services, LLCBroker
September 2012 - December 2012 · 3 mos
Metlife Securities INC.Broker
August 2011 - August 2012 · 1 yr
Olsen Securities CORP.Broker
October 2000 - January 2008 · 7 yrs 3 mos
Investec Ernst & CompanyBroker
August 1997 - July 2001 · 3 yrs 11 mos
Gaines, Berland INC.Broker
March 1996 - October 1996 · 7 mos
Maidstone Financial, INC.Broker
October 1995 - February 1996 · 4 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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