DC
CFA
DC
CFA

Darron Carpenter

13 Years of Experience
Philadelphia, PA
Broker

Darron Carpenter is a CFA-designated registered investment advisor at Wells Fargo Advisors, based in Philadelphia, PA, with 13 years of industry experience. Darron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

100 N 18th St 22nd Fl, Two Logan Square, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
September 2026 - Present · 1 mo
Wells Fargo Advisors
September 2026 - Present · 1 mo
Previous Registrations
Citizens Securities, INC.
August 2020 - September 2026 · 6 yrs 1 mo
Citizens Securities, INC.Broker
August 2020 - September 2026 · 6 yrs 1 mo
Resource Securities LLCBroker
February 2019 - December 2019 · 10 mos
Pruco Securities, LLC.Broker
January 2016 - September 2017 · 1 yr 8 mos
Thrivent Investment Management INC.
November 2013 - September 2014 · 10 mos
Thrivent Investment Management INC.Broker
August 2012 - September 2014 · 2 yrs 1 mo
Boe Securities INC.Broker
September 2009 - February 2011 · 1 yr 5 mos
Sturdivant & CO. INCBroker
January 2006 - February 2007 · 1 yr 1 mo
Sei Financial Services CompanyBroker
April 1996 - August 1996 · 4 mos
Fortis Investors, INC.Broker
April 1995 - May 1995 · 1 mo
State Registrations12 states
ALCODEFLINMDNJNYPASCVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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