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Darin Mcleish

30 Years of Experience
Fountain Valley, CA
1 DisclosureBroker

Darin Mcleish is a registered investment advisor at Ameriprise Financial Services, LLC, based in Fountain Valley, CA, with 30 years of industry experience. Darin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

17860 Newhope St, Suite 103, Fountain Valley, CA, 92708-5424

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2000
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
October 2025 - Present · 7 mos
Ameriprise Financial Services, LLC
October 2025 - Present · 7 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
October 2021 - October 2025 · 4 yrs
U.S. Bancorp Investments, INC.
October 2021 - October 2025 · 4 yrs
Comerica Securities
March 2016 - October 2021 · 5 yrs 7 mos
Comerica SecuritiesBroker
March 2016 - October 2021 · 5 yrs 7 mos
Strategic Advisers, INC.
October 2007 - March 2016 · 8 yrs 5 mos
Fidelity Brokerage Services LLCBroker
May 2007 - March 2016 · 8 yrs 10 mos
TD Ameritrade, INC.Broker
July 2006 - February 2007 · 7 mos
Morgan Stanley
May 2002 - June 2006 · 4 yrs 1 mo
Morgan Stanley Dw INC.Broker
August 2001 - June 2006 · 4 yrs 10 mos
UBS Painewebber INC.Broker
May 1999 - September 2001 · 2 yrs 4 mos
Prudential Securities IncorporatedBroker
June 1995 - April 1999 · 3 yrs 10 mos
State Registrations3 states
CANVWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Darin Mcleish - Financial Advisor | TrueAdvisor