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Christopher George

30 Years of Experience
Westlake Village, CA
2 DisclosuresBroker

Christopher George is a registered investment advisor at UBS Financial Services INC., based in Westlake Village, CA, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

3011 Townsgate Road, Suite 300, Westlake Village, CA, 91361

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2022
Settled
Customer Dispute
October 2001
Denied
Other Business Activities

Christopher is a partner in Highland Yucca Partnership, a real estate retail shopping center, overseeing property management since 2002. He also assists with closing Ken Lapirov's Living Trust, including funeral arrangements, debt payments, and tax returns, since 2022.

Employment History
Current Registrations
UBS Financial Services INC.
April 2011 - Present · 15 yrs 1 mo
UBS Financial Services INC.
April 2011 - Present · 15 yrs 1 mo
UBS Financial Services INC.Broker
April 2011 - Present · 15 yrs 1 mo
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - May 2011 · 1 yr 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2011 · 1 yr 11 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2002 - April 2007 · 5 yrs 2 mos
Morgan Stanley Dw INC.Broker
July 2001 - April 2007 · 5 yrs 9 mos
Wm Financial Services, INC.Broker
December 1997 - July 2001 · 3 yrs 7 mos
Great Western Financial Securities CorporationBroker
June 1995 - December 1997 · 2 yrs 6 mos
State Registrations29 states
AZCACOCTFLGAHIIAIDINMAMDMEMNNCNENJNVNYOHORPASCTXUTVTVirgin IslandsWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher George - Financial Advisor | TrueAdvisor