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Robert Weaver
49 Years of Experience
Westlake Village, CA
2 DisclosuresBroker
Robert Weaver is a registered investment advisor at UBS Financial Services INC., based in Westlake Village, CA, with 49 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9356 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
3011 Townsgate Road, Suite 300, Westlake Village, CA, 91361
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008Settled
Employment Separation After Allegations
May 1985Employment History
Current Registrations
UBS Financial Services INC.
October 2010 - Present · 16 yrs
UBS Financial Services INC.
September 2010 - Present · 16 yrs 1 mo
UBS Financial Services INC.Broker
September 2010 - Present · 16 yrs 1 mo
Previous Registrations
RBC Capital Markets Corporation
May 2002 - October 2010 · 8 yrs 5 mos
RBC Capital Markets CorporationBroker
March 2002 - October 2010 · 8 yrs 7 mos
Sutro & CO. IncorporatedBroker
March 2001 - March 2002 · 1 yr
First Union Securities, INC.Broker
September 1990 - March 2001 · 10 yrs 6 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
May 1985 - September 1990 · 5 yrs 4 mos
Dean Witter Reynolds INC.Broker
July 1981 - May 1985 · 3 yrs 10 mos
E. F. Hutton & Company INCBroker
October 1977 - July 1981 · 3 yrs 9 mos
Reynolds Securities, INC.Broker
July 1977 - November 1977 · 4 mos
Dean Witter & CO. IncorporatedBroker
January 1977 - August 1977 · 7 mos
State Registrations22 states
AZCACOFLGAIDINKSMAMOMTNMNVNYOHORPASCTNTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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