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Robert Weaver

49 Years of Experience
Westlake Village, CA
2 DisclosuresBroker

Robert Weaver is a registered investment advisor at UBS Financial Services INC., based in Westlake Village, CA, with 49 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

3011 Townsgate Road, Suite 300, Westlake Village, CA, 91361

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Settled
Employment Separation After Allegations
May 1985
Employment History
Current Registrations
UBS Financial Services INC.
October 2010 - Present · 15 yrs 7 mos
UBS Financial Services INC.
September 2010 - Present · 15 yrs 8 mos
UBS Financial Services INC.Broker
September 2010 - Present · 15 yrs 8 mos
Previous Registrations
RBC Capital Markets Corporation
May 2002 - October 2010 · 8 yrs 5 mos
RBC Capital Markets CorporationBroker
March 2002 - October 2010 · 8 yrs 7 mos
Sutro & CO. IncorporatedBroker
March 2001 - March 2002 · 1 yr
First Union Securities, INC.Broker
September 1990 - March 2001 · 10 yrs 6 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
May 1985 - September 1990 · 5 yrs 4 mos
Dean Witter Reynolds INC.Broker
July 1981 - May 1985 · 3 yrs 10 mos
E. F. Hutton & Company INCBroker
October 1977 - July 1981 · 3 yrs 9 mos
Reynolds Securities, INC.Broker
July 1977 - November 1977 · 4 mos
Dean Witter & CO. IncorporatedBroker
January 1977 - August 1977 · 7 mos
State Registrations21 states
AZCACOFLGAIDINKSMAMOMTNMNVNYOHORPATNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.