Regina Mancini
Regina Mancini is a registered investment advisor at LPL Financial LLC, based in Newark, DE, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Newark, DE
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Regina operates Mancini Financial Strategies as a DBA for her LPL business. She also engages in non-variable insurance activities, including life, disability, LTC, and fixed annuity sales, dedicating minimal time to each. Regina also works as a poll worker and owns rental real estate.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
PNC Investments
PNC InvestmentsBroker
Aig Retirement Advisors, INC.Broker
Aig Retirement Advisors, INC.
The Variable Annuity Marketing CompanyBroker
Painewebber IncorporatedBroker
Gkn Securities CORP.Broker
Nationsbanc Investments, INC.Broker
NationssecuritiesBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Jw Charles Clearing CORP.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.