Shad Patterson
Shad Patterson is a registered investment advisor at Wells Fargo Advisors, based in Dublin, OH, with 30 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
5747 Perimeter, Suite 240, Dublin, OH, 43017
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2005Other Business Activities
Shad has a 30.6% ownership in Tri-Oak Private Wealth Management, LLC, dedicating full-time hours to it. He also has 100% ownership in Redoak LLC, 25% ownership in commercial rental property, and 25% ownership in Tri-Oak Real Estate 86 LLC, each requiring minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.