Dena Schwartz
Dena Schwartz is a registered investment advisor at Independent Financial Group, LLC, based in San Diego, CA, with 29 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
12671 High Bluff Dr, Ste 200, San Diego, CA, 92130
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2004Other Business Activities
Dena is a business owner with SeneGence since 2019, buying cosmetics for personal use. This activity requires minimal time.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
First Allied Securities, INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
MML Investors Services, INC.Broker
Mutual Service Corporation
Mutual Service CorporationBroker
Mony Securities CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.