Francesco Ruggeri
Francesco Ruggeri is a registered investment advisor at Independent Financial Group, LLC, based in San Diego, CA, with 25 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
San Diego, CA
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
June 2018Employment Separation After Allegations
May 2013Customer Dispute
March 2013Other Business ActivitiesSells Insurance
Francesco is a licensed insurance agent offering various insurance products, dedicating about a quarter of his time to this activity. He also owns Ruggeri Financial (DBA), is a passive owner in Ju-Ni, LLC and Handroll Project, LLC (restaurants), and owns real estate through PMR Holding Company, LLC and Ruggeri Family LLC.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Tcfg Investment Advisors, LLC
Tcfg Wealth Management, LLCBroker
Securities America, INC.Broker
Securities America Advisors, INC.
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wamu Investments, INC.
Wamu Investments, INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.