William Brennan
William Brennan is a registered investment advisor at Independent Financial Group, LLC, based in San Diego, CA, with 27 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
12680 High Bluff Dr, Ste 250, San Diego, CA, 92130
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2015Customer Dispute
February 2012Customer Dispute
September 2011Customer Dispute
February 2011Other Business ActivitiesSells Insurance
William is >1% owner of Capital Growth, Inc. offering financial services, dedicating full-time hours to this. William is also an insurance agent offering various types of insurance products, a real estate agent, 100% owner of Edgehill Investments, LLC owning rental properties, rents out an RV on occasion, and is a board member at St. Pat's Church.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Capital Growth Investment Management Services
Independent Financial Group, LLC
Sentra Securities CORP
Sentra Securities CorporationBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.