Theodore Brooks
Theodore Brooks is a registered investment advisor at Ip Financial Advisory Services LLC, based in North Haven, CT, with 25 years of industry experience. Theodore operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 2,041 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IP Financial Advisory Services offers managed account programs where clients pay a fee for portfolio management. Representatives customize investment portfolios based on the client's risk tolerance and investment objectives, monitoring performance and rebalancing as needed. The firm has full discretion over client accounts, but clients can set restrictions. The minimum initial investment is negotiable.
Location
250 State St. Suite J1, North Haven, CT, 06473
Get directionsHistory
Regulatory History (3)
Judgment / Lien
August 2006Judgment / Lien
November 2005Judgment / Lien
April 2004Other Business ActivitiesSells Insurance
Theodore operates as an independent insurance agent under the name Innovative Planning, selling life and health insurance and annuities. This activity is not investment-related and takes up nearly all of Theodore's time.
Employment History
Current Registrations
Ip Financial Advisory Services LLC
Innovation Partners LLC
Innovation Partners LLCBroker
Previous Registrations
Supreme Alliance LLC
Supreme Alliance LLCBroker
Lincoln InvestmentBroker
Legend Advisory, LLC
Legend Equities CorporationBroker
Planmember Securities Corporation
Planmember Securities CorporationBroker
Retirement Plan Advisors, LLC
Cambridge Investment Research, INC.Broker
Nationwide Securities, LLCBroker
Nationwide Securities, LLC
1717 Capital Management Company
1717 Capital Management CompanyBroker
Investors Capital Advisory
Investors Capital CORP.Broker
J.W. Cole Financial, INC.Broker
Investors Capital Advisory
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Ffp Securities, INC.Broker
Ffp Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.