Chad Peterson
Chad Peterson is a registered investment advisor at Integrity Alliance, LLC, based in Omaha, NE, with 30 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
15808 W Dodge Rd, Suite 200, Omaha, NE, 68118
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2022Other Business ActivitiesSells Insurance
Chad is involved in several business activities, including serving as Managing Executive VP/Partner at TR Financial, owner of 15808 W. Dodge Rd, LLC (real estate rental), President/Owner of CRP Wealth Management, and owner of 93 Air (plane ownership). Chad also works as an insurance agent, dedicating minimal time to selling insurance products.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Integrity Alliance, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Vestax Securities CorporationBroker
Royal Alliance Associates, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.