Shawn Gormley
Shawn Gormley is a registered investment advisor at LPL Financial LLC, based in Honolulu, HI, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
220 S King Street 20th Floor, Honolulu, HI, 96813
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2020Criminal
November 1995Other Business Activities
Shawn operates under two DBAs: Central Pacific Investment Services and CP Investment Services, both related to his LPL business. These activities are investment-related and take up Shawn's full-time work hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
TD Ameritrade, INC.
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.Broker
Cetera Investment Services LLCBroker
LPL Financial LLCBroker
Nylife Securities LLCBroker
Bancwest Investment Services, INC.
Bancwest Investment Services, INC.Broker
AXA Advisors, LLCBroker
Raymond James Financial Services, INC.Broker
Robert Thomas Securities, INCBroker
Foster Jeffries Securities CORP.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.