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Christopher Eckhardt

26 Years of Experience
Walnut Creek, CA
1 DisclosureBroker

Christopher Eckhardt is a registered investment advisor at UBS Financial Services INC., based in Walnut Creek, CA, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1255 Treat Blvd, Suite 1000, Walnut Creek, CA, 94597

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History

Regulatory History (1)
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Customer Dispute
March 2005
Denied
Employment History
Current Registrations
UBS Financial Services INC.
July 2019 - Present · 6 yrs 10 mos
UBS Financial Services INC.
July 2019 - Present · 6 yrs 10 mos
UBS Financial Services INC.Broker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - July 2019 · 9 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - July 2019 · 9 yrs 9 mos
Banc of America Investment Services, INC.Broker
April 2004 - October 2009 · 5 yrs 6 mos
Banc of America Investment Services, INC.
April 2004 - October 2009 · 5 yrs 6 mos
Wells Fargo Investments, LLC
May 2001 - May 2004 · 3 yrs
Wells Fargo Investments, LLCBroker
May 2001 - May 2004 · 3 yrs
Wells Fargo Securities INC.Broker
January 2000 - May 2001 · 1 yr 4 mos
Dain Rauscher IncorporatedBroker
September 1999 - January 2000 · 4 mos
State Registrations18 states
ALAZCAFLGAMAMEMTNCNVOHOKORSCTXUTVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.