Maziar Monshi is a registered investment advisor, based in Parkland, FL, with 30 years of industry experience. Maziar is also registered as a broker, so some compensation may come from commissions on products sold.
Location
9425 Old Club Road, Suite 3, Parkland, FL, 33076
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2021Settled
Customer Dispute
September 2020Settled
Customer Dispute
February 2008Settled
Customer Dispute
July 2003Settled
Other Business Activities
Maziar is associated with Monshi and Associates as a business entity for tax/investment purposes since 2016. This activity generates commissions and fees from IFP Advisors and requires minimal time.
Employment History
Current Registrations
Ifp Securities, LLCBroker
May 2019 - Present · 7 yrs 5 mos
Independent Financial Partners
March 2019 - Present · 7 yrs 7 mos
Previous Registrations
LPL Financial LLCBroker
May 2016 - May 2019 · 3 yrs
LPL Financial LLC
May 2016 - April 2019 · 2 yrs 11 mos
Ameriprise Financial Services, INC.
March 2015 - May 2016 · 1 yr 2 mos
Ameriprise Financial Services, INC.Broker
March 2015 - May 2016 · 1 yr 2 mos
LPL Financial LLC
November 2006 - April 2015 · 8 yrs 5 mos
LPL Financial LLCBroker
November 2006 - April 2015 · 8 yrs 5 mos
Raymond James Financial Services
June 2006 - October 2006 · 4 mos
Raymond James Financial Services, INC.Broker
November 2005 - October 2006 · 11 mos
Wm Financial Services, INC.
March 2005 - November 2005 · 8 mos
Wm Financial Services, INC.Broker
March 2005 - November 2005 · 8 mos
Wm Financial Services, INC.Broker
October 2001 - February 2005 · 3 yrs 4 mos
Morgan Stanley Dw INC.Broker
June 1999 - October 2001 · 2 yrs 4 mos
Prudential Securities IncorporatedBroker
August 1997 - May 1999 · 1 yr 9 mos
Jw Charles Securities,inc.Broker
October 1996 - August 1997 · 10 mos
Prudential Securities IncorporatedBroker
June 1996 - September 1996 · 3 mos
Gruntal & CO. IncorporatedBroker
March 1996 - May 1996 · 2 mos
State Registrations4 states
AZFLINNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Steven Clark, CFPClark Financial Planning Services LLC
- Milton Berg, CFAMilton Berg Advisors LLC
- Rajeev Pandit, CFPStonex Advisors INC.
- Craig Richman, ChFCKestra Advisory Services, LLC
- John Shutowick, CFPCetera Investment Advisers LLC
- Matthew Botkin, CFP, PFS