Maziar Monshi is a registered investment advisor, based in Tampa, FL, with 29 years of industry experience.
Location
3030 North Rocky Point Drive West, Suite 700, Tampa, FL, 33607
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Regulatory History (4)
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Customer Dispute
October 2021Settled
Customer Dispute
September 2020Settled
Customer Dispute
February 2008Settled
Customer Dispute
July 2003Settled
Other Business Activities
Maziar is associated with Monshi and Associates as a business entity for tax/investment purposes since 2016. This activity generates commissions and fees from IFP Advisors and requires minimal time.
Employment History
Current Registrations
Ifp Securities, LLCBroker
May 2019 - Present · 7 yrs
Independent Financial Partners
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
LPL Financial LLCBroker
May 2016 - May 2019 · 3 yrs
LPL Financial LLC
May 2016 - April 2019 · 2 yrs 11 mos
Ameriprise Financial Services, INC.
March 2015 - May 2016 · 1 yr 2 mos
Ameriprise Financial Services, INC.Broker
March 2015 - May 2016 · 1 yr 2 mos
LPL Financial LLC
November 2006 - April 2015 · 8 yrs 5 mos
LPL Financial LLCBroker
November 2006 - April 2015 · 8 yrs 5 mos
Raymond James Financial Services
June 2006 - October 2006 · 4 mos
Raymond James Financial Services, INC.Broker
November 2005 - October 2006 · 11 mos
Wm Financial Services, INC.
March 2005 - November 2005 · 8 mos
Wm Financial Services, INC.Broker
March 2005 - November 2005 · 8 mos
Wm Financial Services, INC.Broker
October 2001 - February 2005 · 3 yrs 4 mos
Morgan Stanley Dw INC.Broker
June 1999 - October 2001 · 2 yrs 4 mos
Prudential Securities IncorporatedBroker
August 1997 - May 1999 · 1 yr 9 mos
Jw Charles Securities,inc.Broker
October 1996 - August 1997 · 10 mos
Prudential Securities IncorporatedBroker
June 1996 - September 1996 · 3 mos
Gruntal & CO. IncorporatedBroker
March 1996 - May 1996 · 2 mos
State Registrations4 states
AZFLINNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.