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Albert D'amato

Vanderbilt Advisory Services
31 Years of Experience
Westport, CT
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Albert D'amato is a registered investment advisor at Vanderbilt Advisory Services, based in Westport, CT, with 31 years of industry experience. Albert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,470 clients with $2.1B in assets under management.

Vanderbilt Advisory Services
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
166 advisors
Number of Clients
6,470 clients
Average Client Portfolio
$326K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$90
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.50%
$100K - $250K2.25%
$250K - $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.50%
$2.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.75%

Firm also offers threshold billing, flat percentage, and flat annual fee structures. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

18 Kings Highway North, Westport, CT, 06880

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1999
Closed-No Action
Criminal
October 1990
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Albert is a licensed insurance producer selling and servicing annuity and insurance business with Vanderbilt Financial Group, dedicating minimal time to this activity. He also works as a Sr. Wealth Manager for Vanderbilt Financial Group-Westport, providing financial advice on a full-time basis.

Employment History
Current Registrations
Vanderbilt Advisory Services
May 2021 - Present · 5 yrs 5 mos
Vanderbilt Securities, LLCBroker
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Westport Capital Markets, LLC
May 2017 - June 2021 · 4 yrs 1 mo
Westport Capital Markets, LLCBroker
May 2017 - June 2021 · 4 yrs 1 mo
Ameriprise Financial Services, INC.
October 2009 - May 2017 · 7 yrs 7 mos
Ameriprise Financial Services, INC.Broker
October 2009 - May 2017 · 7 yrs 7 mos
Ameriprise Advisor Services, INC.
July 2003 - October 2009 · 6 yrs 3 mos
Rsm Mcgladrey, INC.
March 2003 - July 2003 · 4 mos
Ameriprise Advisor Services, INC.Broker
July 1995 - October 2009 · 14 yrs 3 mos
State Registrations12 states
ALAZCOCTFLMANJNYPARISCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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