Daniel Morris
Daniel Morris is a registered investment advisor at Vanderbilt Advisory Services, based in Woodbury, NY, with 43 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,470 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
VAS offers investment management through its Managed Account Program and VFG Tactical Model Portfolios. Fees are based on assets under management and can be structured as a flat annual fee, flat percentage, threshold billing, or tiered billing. The specific fee structure is outlined in the Investment Advisory Agreement.
VAS also uses Betterment for Advisors, where fees range from 0.12% to 0.25% of account balances, charged monthly or quarterly. VAS also charges an advisory fee on top of the Betterment fee.
Location
125 Froehlich Farm Blvd., Woodbury, NY, 11797
Get directionsHistory
Regulatory History (5)
Customer Dispute
March 2017Customer Dispute
February 1995Customer Dispute
May 1992Customer Dispute
October 1991Customer Dispute
January 1988Other Business ActivitiesSells Insurance
Daniel is involved in fixed insurance sales since 2021, which is investment-related. He spends minimal time monitoring Nationwide annuity activity.
Employment History
Current Registrations
Vanderbilt Advisory Services
Vanderbilt Securities, LLCBroker
Previous Registrations
Westport Capital Markets, LLC
Westport Capital Markets, LLCBroker
Oppenheimer & CO. INC.Broker
R. F. Lafferty & CO., INC.Broker
Aurora Capital LLCBroker
Gruntal & CO., L.L.C.Broker
Hampshire Securities CorporationBroker
Josephthal Lyon & Ross IncorporatedBroker
D. Blech & Company, IncorporatedBroker
The Stamford Company, INC.Broker
Painewebber IncorporatedBroker
Bear, Stearns & CO. INC.Broker
E. F. Hutton & Company INCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.