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Leigh Stanford

Wells Fargo Advisors
27 Years of Experience
Carmel, CA
1 DisclosureBroker
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Leigh Stanford is a registered investment advisor at Wells Fargo Advisors, based in Carmel, CA, with 27 years of industry experience. Leigh is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

26135 Carmel Rancho Blvd Ste E-200, Carmel, CA, 93923

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2018
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Leigh serves on the board of directors for an animal welfare assistance group in Monterey, CA. This non-investment related activity involves attending meetings, renewing grants, and reviewing financials, requiring minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
December 2021 - Present · 4 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
December 2021 - Present · 4 yrs 10 mos
Previous Registrations
Golden State Wealth Management, LLC
September 2020 - November 2021 · 1 yr 2 mos
LPL Financial LLCBroker
September 2020 - November 2021 · 1 yr 2 mos
Hilltop Securities INC.
April 2018 - September 2020 · 2 yrs 5 mos
Hilltop Securities INC.Broker
April 2018 - September 2020 · 2 yrs 5 mos
Charles Schwab & CO., INC.
November 2015 - April 2018 · 2 yrs 5 mos
Charles Schwab & CO., INC.Broker
November 2015 - April 2018 · 2 yrs 5 mos
Hayashi & Wayland Investment Services, LLC
July 2013 - October 2015 · 2 yrs 3 mos
Foothill Securities, INC.
February 2012 - November 2015 · 3 yrs 9 mos
Foothill Securities, INC.Broker
February 2012 - November 2015 · 3 yrs 9 mos
UBS Financial Services INC.
October 2009 - May 2011 · 1 yr 7 mos
UBS Financial Services INC.Broker
July 2009 - May 2011 · 1 yr 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - July 2009 · 2 yrs 3 mos
Morgan Stanley Dw INC.Broker
March 2004 - April 2007 · 3 yrs 1 mo
Afs Equities, INC.Broker
June 1999 - February 2003 · 3 yrs 8 mos
Dean Witter Reynolds INC.Broker
August 1995 - May 1997 · 1 yr 9 mos
State Registrations36 states
ALARAZCACOCTDEFLGAIDILLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHORPARISCTXUTVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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