LK
LK
Lawrence Kalish is a registered investment advisor at Morgan Stanley, based in Aventura, FL, with 56 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
20807 Biscayne Boulevard, 5th&6th Floor, Aventura, FL, 33180
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2010Award / Judgment
Customer Dispute
March 2000Denied
Customer Dispute
June 1996Settled
Employment History
Current Registrations
Morgan Stanley
July 2012 - Present · 13 yrs 10 mos
Morgan StanleyBroker
June 2012 - Present · 13 yrs 11 mos
Morgan Stanley
June 2012 - Present · 13 yrs 11 mos
Previous Registrations
Oppenheimer & CO. INC.
December 2005 - June 2012 · 6 yrs 6 mos
Oppenheimer & CO. INC.Broker
December 2005 - June 2012 · 6 yrs 6 mos
Smh Capital Advisors, INC.
March 2004 - December 2005 · 1 yr 9 mos
Sanders Morris Harris INC.Broker
October 2003 - December 2005 · 2 yrs 2 mos
Wachovia Securities, LLC
July 2003 - October 2003 · 3 mos
Wachovia Securities, LLCBroker
July 2003 - October 2003 · 3 mos
Prudential Securities IncorporatedBroker
February 2000 - July 2003 · 3 yrs 5 mos
Prudential Securities Incorporated
February 2000 - July 2003 · 3 yrs 5 mos
Oppenheimer & CO., INC.Broker
April 1988 - April 1995 · 7 yrs
Cibc World Markets CORP.Broker
September 1975 - January 2000 · 24 yrs 4 mos
Shields Model Roland IncorporatedBroker
February 1975 - September 1975 · 7 mos
Shields & CO INCBroker
February 1970 - February 1975 · 5 yrs
State Registrations25 states
CACOCTDCDEFLGAHIILMAMDMEMINHNJNVNYOHORPARITXUTVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.