Josh Frankel

29 Years of Experience

Greensburg, PA

1 DisclosureBrokerSells Insurance

Josh Frankel is a registered investment advisor at Trustmont Advisory Group, INC., based in Greensburg, PA, with 29 years of industry experience. Josh operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,945 clients with $1.1B in assets under management.

Trustmont Advisory Group, INC.

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

64 advisors

Number of Clients

3,945 clients

Average Client Portfolio

$285K average

Assets Under Management

$1.1B

Fee Structure

Investment management only (planning not offered)

Portfolio-Based Fees (Flat)

Portfolio Value	Annual Fee
Any	2.00%

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

View Full SEC Brochure

Location

Scenic Drive Professional Center, 200 Brush Run Road, Suite A, Greensburg, PA, 15601

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

October 2010

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Josh sells fixed insurance products, including life, annuities, property & casualty (P&C), and disability insurance, through various insurance companies under the DBA The Princeton Insurance Agency, Inc. This takes about 10-20% of his time, with 1 hour during securities trading hours.

Employment History

Current Registrations

Trustmont Advisory Group, INC.

July 2019 - Present · 6 yrs 10 mos

Trustmont Financial Group, INC.Broker

July 2019 - Present · 6 yrs 10 mos

Trustmont Financial Group, INC.

July 2019 - Present · 6 yrs 10 mos

Previous Registrations

Capital Financial Services, INC.

January 2017 - July 2019 · 2 yrs 6 mos

Capital Financial Services, INC.Broker

January 2017 - July 2019 · 2 yrs 6 mos

Partners Capital Services, INC.

September 2012 - January 2017 · 4 yrs 4 mos

American Capital Partners, LLCBroker

November 2010 - January 2017 · 6 yrs 2 mos

Hsbc Securities (USA) INC.

March 2010 - October 2010 · 7 mos

Hsbc Securities (USA) INC.Broker

November 2009 - October 2010 · 11 mos

MML Investors Services, INC.Broker

September 2009 - October 2009 · 1 mo

North Ridge Securities CORP.Broker

January 2009 - June 2009 · 5 mos

Wamu Investments, INC.

January 2008 - January 2009 · 1 yr

Wamu Investments, INC.Broker

January 2008 - January 2009 · 1 yr

Hsbc Securities (USA) INC.

June 2006 - February 2008 · 1 yr 8 mos

Hsbc Securities (USA) INC.Broker

April 2006 - February 2008 · 1 yr 10 mos

Chase Investment Services CORP.

June 1998 - April 2006 · 7 yrs 10 mos

Chase Investment Services CORP.Broker

January 1998 - April 2006 · 8 yrs 3 mos

Independent Financial Securities, INC.Broker

July 1997 - January 1998 · 6 mos

Northwestern Mutual Investment Services, INC.Broker

May 1996 - July 1997 · 1 yr 2 mos

Robert W. Baird & CO. IncorporatedBroker

May 1996 - July 1997 · 1 yr 2 mos

Marlowe & CompanyBroker

August 1995 - October 1995 · 2 mos

State Registrations5 states

CTFLNJNYPA

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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