James Mackey is a registered investment advisor at Mach-1 Financial Group, LLC, based in Rogers, AR, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,293 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mach-1 Financial charges a maximum of 1.95% of the value of your portfolio each year. Fees are negotiable. If sub-advisers are used, their fees include trading and custody costs. Some clients may have different fee schedules from previous agreements. A separate asset management fee, not to exceed 1.30%, will be charged for management of Held-Away assets.
Location
1001 S. 52nd Street, Suite 100, Rogers, AR, 72758
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James operates under the DBAs Mackey Financial Group and Mackey Investment Group for his LPL business, dedicating full-time hours. He also provides investment advisory services through Mach 1 Financial Group, LLC, an independent investment advisor firm, spending full-time hours on this activity as well.
Employment History
Current Registrations
Mach-1 Financial Group, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Morgan Stanley
Morgan StanleyBroker
Crews & Associates, INC.Broker
Trustcore Financial Services, INC.
Trustcore Investments, INC.Broker
PowelljohnsonBroker
Amsouth Investment Services, INC.Broker
Invest Financial CorporationBroker
Marketing One Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.