TrueAdvisor
TrueAdvisor
JH
JH

Jeffrey Hanretty

Lifemark Securities CORP.
29 Years of Experience
New Hartford, NY
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Jeffrey Hanretty is a registered investment advisor at Lifemark Securities CORP., based in New Hartford, NY, with 29 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,053 clients with $420M in assets under management.

Lifemark Securities CORP.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
80 advisors
Number of Clients
1,053 clients
Average Client Portfolio
$404K average
Assets Under Management
$424.9M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Representative fees generally range from 0.35% to 0.5% based on asset level, up to a maximum of 2.0%. Total client fees may exceed 2.0% depending on program selection and third-party manager fees. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8365 Seneca Turnpike, New Hartford, NY, 13413

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
May 2010
Judgment / Lien
April 2008
Criminal
May 1980
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jeffrey owns and operates a CPA practice since 1989, dedicating minimal time to it. He is also a 50% partner in a real estate rental office building and manages the building, spending minimal time on it. He also purchased an office condo in Florida for a small CPA practice.

Employment History
Current Registrations
Lifemark Securities CORP.
June 2017 - Present · 9 yrs 4 mos
Lifemark Securities CORP.Broker
June 2017 - Present · 9 yrs 4 mos
Previous Registrations
National Asset Management, INC.
November 2016 - May 2017 · 6 mos
National Securities CorporationBroker
May 2016 - May 2017 · 1 yr
Adirondack Trading Group LLCBroker
May 2012 - May 2016 · 4 yrs
Cadaret, Grant & CO., INC.Broker
June 2000 - April 2012 · 11 yrs 10 mos
AXA Advisors, LLCBroker
June 1997 - June 2000 · 3 yrs
The Equitable Life Assurance Society of the United StatesBroker
June 1997 - January 2000 · 2 yrs 7 mos
Eq Financial Consultants, INC.Broker
April 1996 - August 1996 · 4 mos
The Equitable Life Assurance Society of the United StatesBroker
April 1996 - August 1996 · 4 mos
H.D. Vest Investment Securities, INC.Broker
December 1995 - February 1996 · 2 mos
State Registrations7 states
CAFLGANYPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in New Hartford, NY →All financial advisors in New York →