Peter Prunty is a CFA-designated registered investment advisor at Morgan Stanley, based in Red Bank, NJ, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20 Linden Place, Red Bank, NJ, 07701
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2017 - Present · 9 yrs
Morgan StanleyBroker
May 2017 - Present · 9 yrs
Previous Registrations
Index Capital Consultants, LLC
August 2016 - February 2017 · 6 mos
UBS Financial Services INC.
November 2012 - June 2016 · 3 yrs 7 mos
UBS Financial Services INC.Broker
October 2012 - June 2016 · 3 yrs 8 mos
Morgan Stanley Distribution, INC.Broker
March 2011 - September 2012 · 1 yr 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2011 · 1 yr 9 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 2005 - April 2007 · 1 yr 11 mos
Cantor Fitzgerald PartnersBroker
February 1997 - January 1998 · 11 mos
Cantor Fitzgerald & CO.Broker
December 1996 - February 1997 · 2 mos
Cantor Fitzgerald SecuritiesBroker
June 1996 - January 1998 · 1 yr 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.