JC
JC
James Cady
30 Years of Experience
Red Bank, NJ
3 DisclosuresBroker
James Cady is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Red Bank, NJ, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
3 Harding Rd, Ste C, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (3)
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Employment Separation After Allegations
October 2010Customer Dispute
December 2008Denied
Customer Dispute
June 2003Settled
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2025 - Present · 8 mos
Raymond James Financial Services, INC.Broker
November 2025 - Present · 8 mos
Previous Registrations
Alden Investment Group
October 2022 - November 2025 · 3 yrs 1 mo
J. Alden Associates, INC.Broker
September 2022 - November 2025 · 3 yrs 2 mos
Cantella & CO., INC.
September 2017 - September 2022 · 5 yrs
Cantella & CO., INC.Broker
September 2017 - September 2022 · 5 yrs
Oppenheimer & CO. INC.
December 2010 - September 2017 · 6 yrs 9 mos
Oppenheimer & CO. INC.Broker
November 2010 - September 2017 · 6 yrs 10 mos
Wells Fargo Advisors, LLC
October 2005 - October 2010 · 5 yrs
Wells Fargo Advisors, LLCBroker
October 2005 - October 2010 · 5 yrs
Merrill Lynch Pierce Fenner & Smith INC.
May 2000 - October 2005 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2000 - October 2005 · 5 yrs 6 mos
Salomon Smith Barney INC.Broker
August 1995 - April 2000 · 4 yrs 8 mos
State Registrations8 states
COCTFLNCNJNYPAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.