Sean Covi
Sean Covi is a CFP-designated registered investment advisor at LPL Financial LLC, based in Denver, CO, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
101 University Blvd Ste.450, Denver, CO, 80206
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Regulatory History (1)
Financial
June 2018Other Business ActivitiesSells Insurance
Sean is involved in several business activities, including relationship management roles at Growth Management Group and Stryde Solutions, and consulting on insurance design. He also works with Granite Insurance & Financial Services and Trilogy Financial, and owns rental real estate in Mexico.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Trilogy Capital, INC.
LPL Financial LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Sunamerica Securities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.