Wilfred Guzman
Wilfred Guzman is a registered investment advisor at Npa Asset Management, LLC, based in Fair Lawn, NJ, with 30 years of industry experience. Wilfred operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,855 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NPA Asset Management offers several investment management programs:
- Advisor Managed Account Program: Advisors assist clients in developing custom portfolios with various securities. Maximum annual fee is 3% of the account value, negotiable.
- MA Direct Account Program: Advisors help clients select third-party money managers. Maximum annual fee is 3% of the account value, negotiable.
- MA Custom AdvisorFlex Program: Clients choose from model portfolios managed by Lockwood Advisors. Maximum annual fee is 3% of the account value, negotiable.
Fees are payable in advance and are based on the account balance. Clients may also incur transaction charges and other fees. All fees are negotiable.
Location
32-16 Broadway 2nd Floor, Fair Lawn, NJ, 07410
Get directionsHistory
Regulatory History (5)
Customer Dispute
December 2014Customer Dispute
September 2014Judgment / Lien
June 2011Customer Dispute
March 2008Judgment / Lien
August 2004Other Business ActivitiesSells Insurance
Wilfred is dually registered with NPA Asset Management and Nationwide Planning Associates Inc. He is also an independent insurance agent and uses Scarsdale Wealth Management Inc. as a DBA to support his securities and insurance services.
Employment History
Current Registrations
Npa Asset Management, LLC
Nationwide Planning Associates INC.Broker
Previous Registrations
Npa Asset Management, LLC
Abramenko & Company, INC.Broker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
Fahnestock & CO. INC.Broker
Cibc World Markets CORP.Broker
Barington Capital Group, L.P.Broker
Dean Witter Reynolds INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.