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ChFC
FA
ChFC

Frank Andrew Ammirato

Npa Asset Management, LLC
37 Years of Experience
5 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Npa Asset Management, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
52 advisors
Number of Clients
2,855 clients
Average Client Portfolio
$354K average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only

Location

32-16 Broadway 2nd Floor, Fair Lawn, NJ, 07410

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2012
Closed-No Action
Customer Dispute
September 2010
Settled
Customer Dispute
December 2009
Settled
Customer Dispute
December 2006
Closed-No Action
Customer Dispute
March 2000
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Frank works as a financial consultant and provides tax preparation services, dedicating about half his time for two months of the year. He is also dually registered with NPA Asset Management and Nationwide Planning Associates Inc., and is an independent insurance agent through various agencies.

Employment History
Current Registrations
Npa Asset Management, LLC
January 2018 - Present · 8 yrs 1 mo
Nationwide Planning Associates INC.Broker
July 2003 - Present · 22 yrs 7 mos
Previous Registrations
Npa Asset Management, LLC
November 2004 - December 2017 · 13 yrs 1 mo
Nationwide Planning Associates INC.
July 2003 - October 2004 · 1 yr 3 mos
CUNA Brokerage Services, INC.
July 2002 - July 2003 · 1 yr
CUNA Brokerage Services, INC.Broker
January 1995 - July 2003 · 8 yrs 6 mos
Compulife Investor Services, INC.Broker
January 1990 - January 1995 · 5 yrs
John Hancock Distributors, INC.Broker
May 1988 - February 1990 · 1 yr 9 mos
State Registrations4 states
FLNJNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.