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ChFC

Frank Ammirato

Npa Asset Management, LLC
38 Years of Experience
Fair Lawn, NJ
5 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Frank Ammirato is a ChFC-designated registered investment advisor at Npa Asset Management, LLC, based in Fair Lawn, NJ, with 38 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,746 clients with $1.1B in assets under management.

Npa Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
52 advisors
Number of Clients
2,746 clients
Average Client Portfolio
$388K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Maximum annual account management fee is up to 3.00% and is negotiable. Fees vary by specific program, account size, and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

32-16 Broadway 2nd Floor, Fair Lawn, NJ, 07410

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2012
Closed-No Action
Customer Dispute
September 2010
Settled
Customer Dispute
December 2009
Settled
Customer Dispute
December 2006
Closed-No Action
Customer Dispute
March 2000
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Frank works as a financial consultant and provides tax preparation services, dedicating about half his time for two months of the year. He is also dually registered with NPA Asset Management and Nationwide Planning Associates Inc., and is an independent insurance agent through various agencies.

Employment History
Current Registrations
Npa Asset Management, LLC
January 2018 - Present · 8 yrs 9 mos
Nationwide Planning Associates INC.Broker
July 2003 - Present · 23 yrs 3 mos
Previous Registrations
Npa Asset Management, LLC
November 2004 - December 2017 · 13 yrs 1 mo
Nationwide Planning Associates INC.
July 2003 - October 2004 · 1 yr 3 mos
CUNA Brokerage Services, INC.
July 2002 - July 2003 · 1 yr
CUNA Brokerage Services, INC.Broker
January 1995 - July 2003 · 8 yrs 6 mos
Compulife Investor Services, INC.Broker
January 1990 - January 1995 · 5 yrs
John Hancock Distributors, INC.Broker
May 1988 - February 1990 · 1 yr 9 mos
State Registrations4 states
FLNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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