Brian Springberg
Brian Springberg is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Lake Havasu City, AZ, with 30 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
10 Acoma Blvd S Ste 102, Lake Havasu City, AZ, 86403
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Regulatory History (1)
Customer Dispute
October 2022Other Business Activities
Brian is a member of Go Around Once LLC and Banda LHC, both real estate holding and property management companies. He also owns Springberg Wealth Management, LLC, where he spends nearly full-time on his practice, and serves as a board member for LifePoint Hospital and an executor of a will.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.