Jacob Shulam
Jacob Shulam is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Lake Havasu City, AZ, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Lake Havasu City, AZ
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Regulatory History (2)
Customer Dispute
November 2005Customer Dispute
September 2002Other Business ActivitiesSells Insurance
Jacob operates under the DBA Shulam Financial Services for his LPL business. He also engages in non-variable insurance activities through Shulam Financial Services, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Investors Capital CORP.Broker
Investors Capital Advisory
Sentinel Pension Advisors INC
Sentinel Securities, INC.Broker
Detwiler, Mitchell, Fenton & Graves, INC.Broker
Commonwealth Financial NetworkBroker
Phoenix Equity Planning CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.