Samuel Springberg
Samuel Springberg is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Lake Havasu City, AZ, with 5 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
10 Acoma Blvd S Ste 102, Lake Havasu City, AZ, 86403
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Samuel works as a financial advisor for Springberg Wealth Management, LLC, conducting securities and insurance business under Osaic, taking about a quarter of his time. He also operates as a sole proprietor, selling fixed life, annuity, health, and long-term care insurance, dedicating a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Assetmark, INC.
Assetmark Brokerage, LLCBroker
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations10 states
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