TrueAdvisor
TrueAdvisor
JD
CFP · ChFC
JD
CFP · ChFC

John Doran

J.P. Morgan Securities LLC
23 Years of Experience
New City, NY
1 DisclosureBroker
View SEC Summary
View SEC Summary

John Doran is a CFP, ChFC-designated registered investment advisor at J.P. Morgan Securities LLC, based in New City, NY, with 23 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2 New Hempstead Road, New City, NY, 10956

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2003
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
January 2018 - Present · 8 yrs 9 mos
J.P. Morgan Securities LLC
January 2018 - Present · 8 yrs 9 mos
Previous Registrations
Edward Jones
May 2017 - November 2017 · 6 mos
Edward JonesBroker
May 2017 - November 2017 · 6 mos
J.P. Morgan Securities LLC
October 2012 - September 2015 · 2 yrs 11 mos
J.P. Morgan Securities LLCBroker
October 2012 - September 2015 · 2 yrs 11 mos
Ing Financial Partners, INC.Broker
February 2011 - September 2012 · 1 yr 7 mos
Hartford Equity Sales Company INC.Broker
March 2005 - February 2011 · 5 yrs 11 mos
Signator Investors, INC.Broker
November 2004 - February 2005 · 3 mos
Guardian Investor Services LLCBroker
May 2001 - February 2003 · 1 yr 9 mos
The Dreyfus Service CorporationBroker
July 1998 - January 2000 · 1 yr 6 mos
Cibc Oppenheimer CORP.Broker
October 1997 - February 1998 · 4 mos
W.J. Nolan & Company, INC.Broker
February 1997 - May 1997 · 3 mos
Gaines, Berland INC.Broker
February 1996 - May 1996 · 3 mos
State Registrations25 states
ARAZCACTDEFLGAILINMAMDMNMONCNJNMNVNYPARISCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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