Richard Ormsby
Richard Ormsby is a registered investment advisor at RBC Capital Markets, LLC, based in Milwaukee, WI, with 30 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
833 E. Michigan Street, Suite 1100, Milwaukee, WI, 53202
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2012Customer Dispute
May 2001Other Business Activities
Richard is involved in several outside business activities, including RDO Enterprises LLC (hunting land management and funeral planning guide), Squire Grove Homeowner's Association, and Habitat for Humanity. These activities involve work assignment, oversight, consulting, community service, and take up about 10-20% of Richard's time.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.