David Morris
David Morris is a registered investment advisor at RBC Capital Markets, LLC, based in Milwaukee, WI, with 46 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
833 E. Michigan Street, Suite 1100, Milwaukee, WI, 53202
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 1994Employment History
Current Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLC
Previous Registrations
First Union Securities, INC.Broker
Principal Financial Securities,inc.Broker
Hamilton Investments, INC.Broker
Blunt Ellis & Loewi IncorporatedBroker
Offerman & CO., INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.