Penelope Kailing
Penelope Kailing is a registered investment advisor at RBC Capital Markets, LLC, based in Milwaukee, WI, with 44 years of industry experience. Penelope operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
833 E. Michigan Street, Suite 1100, Milwaukee, WI, 53202
Get directionsHistory
Regulatory History (5)
Customer Dispute
June 2009Customer Dispute
January 2004Customer Dispute
March 1999Customer Dispute
May 1998Regulatory
September 1983Other Business Activities
Penelope is an officer for the Kettle Moraine Kennel Club, organizing their annual dog show. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Dain Rauscher IncorporatedBroker
Robert W. Baird & CO. IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.