JW
JW
James Welch
27 Years of Experience
Belleville, IL
Broker
James Welch is a registered investment advisor at Cetera Investment Advisers LLC, based in Belleville, IL, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
210 East Washington St, Belleville, IL, 62220
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2020 - Present · 5 yrs 8 mos
Cetera Investment Services LLCBroker
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Pruco Securities, LLC.Broker
December 2019 - September 2020 · 9 mos
Prudential Financial Planning Services
December 2019 - September 2020 · 9 mos
Infinex Investments, INC.Broker
October 2018 - December 2019 · 1 yr 2 mos
Infinex Investments, INC.
October 2018 - December 2019 · 1 yr 2 mos
CUNA Brokerage Services, INC.Broker
February 2013 - October 2018 · 5 yrs 8 mos
CUNA Brokerage Services, INC.
February 2013 - October 2018 · 5 yrs 8 mos
Fifth Third Securities, INC.
December 2010 - June 2011 · 6 mos
Fifth Third Securities, INC.Broker
December 2010 - June 2011 · 6 mos
U.S. Bancorp Investments, INC.
June 2010 - September 2010 · 3 mos
U.S. Bancorp Investments, INC.Broker
June 2010 - September 2010 · 3 mos
PNC Investments
November 2009 - May 2010 · 6 mos
PNC InvestmentsBroker
November 2009 - May 2010 · 6 mos
Natcity Investments, INC.Broker
July 2007 - November 2009 · 2 yrs 4 mos
Natcity Investments, INC.
July 2007 - November 2009 · 2 yrs 4 mos
U.S. Bancorp Investments, INC.
January 2006 - July 2007 · 1 yr 6 mos
U.S. Bancorp Investments, INC.Broker
December 2001 - July 2007 · 5 yrs 7 mos
Firstar Investment Services,inc.Broker
January 2000 - December 2001 · 1 yr 11 mos
Mercantile Investment Services, INC.Broker
January 1998 - January 2000 · 2 yrs
Mercantile Investment Services, INC.Broker
November 1996 - December 1997 · 1 yr 1 mo
Dean Witter Reynolds INC.Broker
October 1995 - June 1996 · 8 mos
State Registrations4 states
FLILMOTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.