JD
JD
Joseph Dirnfeld
8 Years of Experience
West Palm Beach, FL
1 Disclosure
Joseph Dirnfeld is a registered investment advisor at Ales29 Advisors, INC, based in West Palm Beach, FL, with 8 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 7 clients with $40M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
7 clients
Average Client Portfolio
$5.7M average
Assets Under Management
$39.8M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are generally negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
West Palm Beach, FL
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 1994Final
Employment History
Current Registrations
Ales29 Advisors, INC
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Generic Trading of Philadelphia, LLCBroker
May 2006 - July 2006 · 2 mos
Yamaichi International (america) INC.Broker
September 1995 - October 1996 · 1 yr 1 mo
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.