Jeffrey Giantonio
Jeffrey Giantonio is a registered investment advisor at LPL Financial LLC, based in Glastonbury, CT, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
68 National Drive, Glastonbury, CT, 06033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jeffrey operates his LPL business through Smith Brothers Financial, LLC, dedicating full-time hours to it. He also spends about a quarter of his time on Smith Brothers Insurance, LLC, selling non-variable insurance.
Employment History
Current Registrations
Smith Brothers Financial, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Beirne Wealth Consulting Services, LLC
NFP Advisor Services, LLC
NFP Advisor Services, LLCBroker
NFP Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Planco Financial Services, LLCBroker
Hartford Equity Sales Company INC.Broker
American Skandia Marketing, INC.Broker
Hartford Equity Sales Company INC.Broker
Pruco Securities CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.