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CFP
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CFP

Timothy Hickey

LPL Financial LLC
10 Years of Experience
Glastonbury, CT
BrokerSells Insurance
View SEC Summary
View SEC Summary

Timothy Hickey is a CFP-designated registered investment advisor at LPL Financial LLC, based in Glastonbury, CT, with 10 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

25 New London Tpke, Glastonbury, CT, 06033

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Timothy is an agent selling non-variable insurance, dedicating minimal time to this activity. He also operates under the DBAs Lichtenstein Financial and Moneco Advisors for his LPL business, and provides investment advisory services through Moneco Advisors, spending nearly full-time on these activities.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2023 - Present · 2 yrs 11 mos
Moneco Advisors
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securities America Advisors, INC.
November 2017 - November 2023 · 6 yrs
Securities America, INC.Broker
November 2017 - November 2023 · 6 yrs
National Planning CorporationBroker
September 2017 - November 2017 · 2 mos
National Planning Corporation ("npc of America" in Fl & Ny)
September 2017 - November 2017 · 2 mos
UBS Financial Services INC.
April 2017 - August 2017 · 4 mos
UBS Financial Services INC.Broker
April 2017 - August 2017 · 4 mos
MML Investors Services, LLC
May 2016 - December 2016 · 7 mos
MML Investors Services, LLCBroker
February 2016 - December 2016 · 10 mos
State Registrations14 states
COCTDCFLMAMINCNHNJNYRITXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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