Todd Rosen
Todd Rosen is a registered investment advisor at LPL Financial LLC, based in Glastonbury, CT, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
180 Glastonbury Blvd, Glastonbury, CT, 06033
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2022Customer Dispute
September 2013Other Business ActivitiesSells Insurance
Todd operates under the DBA May, Bonee & Clark Financial Services for his LPL business. He is also involved in non-variable insurance through Todd Rosen, Sole Proprietor, and Risk Strategies Corporation, spending minimal time on the latter.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Ing Financial Advisers, LLC
Ing Financial Advisers, LLCBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Citistreet Financial Services LLC
Citistreet Equities LLCBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.