Leigh Poggio is a registered investment advisor at Guggenheim Funds Distributors, LLC, based in New York, NY, with 28 years of industry experience. Leigh operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients with $6.9B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
330 Madison Avenue, New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Leigh is a board member of a residential building co-op since August 2024. This activity requires minimal time and is not investment related.
Employment History
Current Registrations
Guggenheim Funds Distributors, LLCBroker
Guggenheim Partners Investment Management, LLC
Previous Registrations
Guggenheim Securities, LLCBroker
Rydex Distributors, LLCBroker
Xt Capital Partners, LLCBroker
Invesco Aim Distributors, INC.Broker
At Investor Services, INC.Broker
Amvescap Services, INC.Broker
The Dreyfus Service CorporationBroker
Nationsbanc Montgomery Securities LLCBroker
Charles Schwab & CO., INC.Broker
Montgomery SecuritiesBroker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.