Allan Thompson
Allan Thompson is a registered investment advisor at Cetera Investment Advisers LLC, based in Lancaster, PA, with 20 years of industry experience. Allan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
302 W. Orange St., Lancaster, PA, 17603
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Allan is an insurance agent selling insurance products through Avantax Insurance Agency/Services, dedicating about 10-20% of his time. He also operates his wealth management practice under the DBA Thompson Wealth Management, which is nearly a full-time commitment, and sells equity indexed annuities, dedicating minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
PNC InvestmentsBroker
PNC Investments
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Fsc Securities Corporation
Fsc Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.